Important Legal Disclosures
STUDIO Investment Management, LLC (“STUDIO” or the “Firm”) is an SEC registered investment adviser. STUDIO and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which the Firm maintains clients. STUDIO may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements.
STUDIO’s web site is limited to the dissemination of general information pertaining to its advisory and consulting services, together with access to additional investment-related information, publications, or links. Accordingly, the publication of the Firm’s website on the Internet should not be construed by any consumer or prospective client as STUDIO’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by STUDIO with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.
For information pertaining to the registration status of STUDIO, please contact the SEC or the state securities regulators for those states in which the Firm maintains a notice filing. A copy of STUDIO’s current written disclosure statement discussing the Firm’s business operations, services, and fees is available from STUDIO upon written request. STUDIO does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to the Firm’s website or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Past performance is not indicative of future results. Different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment, investment strategy (including those undertaken or recommended by or purchased by STUDIO), or product made reference to directly or indirectly on this website, or indirectly via link to any unaffiliated third-party website, will be suitable or profitable or equal any historical or indicated performance level.
No client or prospective client should assume that any information presented or made available on this website represents the receipt of, or a substitute for, personalized individual advice from the adviser or any investment professional.
Certain portions of STUDIO’s website (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Firm (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from STUDIO, or from any other investment professional. Neither STUDIO nor its representatives act as attorneys or accountants, and no portion of the website content should be interpreted as legal, accounting, or tax advice.
Rankings or recognition by unaffiliated rating services or publications should not be construed by clients or prospective clients as a guarantee that they will experience a certain level of results if STUDIO is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of STUDIO by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared or submitted by the recognized adviser. Rankings are generally limited to participating advisers.
To the extent that any client or prospective client utilizes any economic calculator or similar interactive device contained within or linked to STUDIO’s website, the client or prospective client acknowledges and understands that the information resulting from the use of any such calculator or device is not and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from STUDIO, or from any other investment professional.
Client and prospective clients agree, as a condition precedent to their access to STUDIO’s website, to release and hold harmless the Firm, its officers, directors, owners, employees, and agents from any and all adverse consequences resulting from any of their actions or omissions which are independent of their receipt of personalized individual advice from the Firm.
Follow-up and individualized responses to persons that involve either the execution of or attempted execution of transactions in securities, or the rendering of personalized investment advice for compensation will not be made absent compliance with investment adviser and investment adviser representative registration requirements, or an applicable exemption or exclusion.
